About Us

Sorrento provides full-range cross-border securities and financial services for customers by fully utilizing the brand, business and network advantages. Currently we have two wholly-owned subsidiaries undertaking regulated activities, Sorrento Capital Limited and Sorrento Securities Limited.

Sorrento Capital Limited is a licensed corporation under the SFO to engage in Type 6 (advising on corporate finance) regulated activities. Today we are one of the most active financial advisory groups based in Hong Kong. Our corporate finance and its advisory services mainly included:

1. acting as financial adviser to Hong Kong public listed companies, major shareholders and investors of these companies and parties seeking to control listed companies (mostly in transactions which involve the Hong Kong Listing Rules and/or other relevant rules and regulations). This includes acting as arranger in connection with the introduction of investors to listed companies and/or their major shareholders;
2. acting as independent financial adviser to independent board committees and/or independent shareholders of listed companies; and
3. acting as special adviser, mostly of non-listed companies.

Sorrento Securities Limited is a participant of the Stock Exchange of Hong Kong and a licensed corporation under the SFO to engage in Type 1 (dealing in securities) and Type 4 (advising on securities) regulated activities. It is principally engaged in securities dealing and brokerage business, margin and IPO financing services and capital market services in relation to equity fund raising exercises such as underwriting and placement of securities.