| Service Item | Services Charge Fee |
|---|---|
| Stock Brokerage | |
| Brokerage Fee1 | Negotiable |
| Stamp Duty | 0.1% of Transaction Amount (round up to the nearest dollar) |
| Transaction Levy | 0.00285% of transaction amount (Include 0.0027% Transaction levy and 0.00015% FRC Transaction levy; those Levy fees rounded to the nearest cent and calculated separately; FRC Transaction levy effective on 1st January 2022) |
| Stock Exchange Trading Fee | 0.00565% on transaction amount |
| CCASS Fee | 0.01% on transaction amount (Min. $ 3; Max. $ 300) |
| Stock Custody Fee | HK$0.015 per board lot per month, clients with Hong Kong stocks holding less than 5,000 board lots are eligible to this waiver. |
| Margin Client Account Lending Interest | Prime Rate + 3% or Negotiable |
| Margin Client Account Lending Interest (Over Margin Value) | Prime Rate + 5% or Negotiable |
| Cash Client Account Overdue Interest | Prime Rate + 8% or Negotiable |
| Cash Balance Interest | 0.01% |
| Stock Option Brokerage | |
| Brokerage Fee | Negotiable |
| Stock Exchange Trading Tariff | Tier 1 Stock Options: HK$ 3 per contract per side
Tier 2 Stock Options: HK$ 1 per contract per side Tier 3 Stock Options: HK$ 0.5 per contract per side |
| Stock Option Exercise & Assignment Fees | |
| Brokerage Fee | Exercise price x No. of contract x lots size x 0.25% (Min. HK$ 100) |
| Stamp Duty | 0.1% of Transaction Amount (round up to the nearest dollar) |
| Transaction Levy | 0.00285% of transaction amount (Include 0.0027% Transaction levy and 0.00015% FRC Transaction levy; those Levy fees rounded to the nearest cent and calculated separately; FRC Transaction levy effective on 1st January 2022) |
| Stock Exchange Trading Fee | 0.00565% of Transaction Amount |
| CCASS Fee | 0.01% of Transaction Amount (Min. HK$ 3; Max. HK$ 300) |
| Stock Exchange Exercising Fee | HK$ 2 per lot |
| Other Stock Option Fees & Charges | |
| Cash/Scrip Division | 0.5% of Total Dividend Amount (Min HK$ 30; Max HK$ 20,000) |
| Scrip Handling and Settlement-related Services | |
| Settlement Instruction via CCASS – Delivery | 0.05% of previous closing market value (Min. $ 30; Max. $ 500 per SI) |
| Settlement Instruction via CCASS – Received | Waived |
| Investor Settlement Instruction via CCASS - Delivery | HK$ 20 per stock |
| Investor Settlement Instruction via CCASS - Received | Waived |
| Physical Scrip Deposit | HK$ 5 per certificate or transfer deed |
| Physical Scrip Withdrawal | Handling fee HK$ 100, and
HK$ 5 per board lot of shares (Min. HK$ 50) |
| Stamp Duty on Transfer Deed | HK$ 5 per transfer deed |
| Nominee Services and Corporate Actions | |
| Collection of Cash / Scrip Dividend | 0.50% on total dividend amount (Min. $ 30; Max. $ 20,000) |
| Scrip Fee2 | $ 2 per board lot |
| Corporation Action Fee2 (Subscription of Rights / Warrants / CBBCs, Privatization, Takeover, etc.) | Handling fee $ 30, and $ 2 per board lot
0.1% of Transaction Amount (round up to the nearest dollar) (Accept Cash Offer Only) |
| Fee for Claims of Entitlement | Handling Fee HK$ 600 per stock, and
Cost of claim |
| Other services | |
| Subscription of IPO | HK$ 100 per application |
| Short Selling Adjustment | Cost of claim from CCASS (plus handling fee of HK$ 500 per stock) |
| Dishonoured Cheque | Handling Fee HK$200 |
| Re-issue Daily/Monthly Statement | HK$ 50 per statement/month for over past 3 months |
| CHATS | Handling fee HK$ 500 |
| Telegraphic Transfer (TT) Charges | Handling fee HK$ 400 |
| Real Time Stock Price Quote | HK$ 350 per month |
| Reference Letter/Audit confirmation | HK$ 200 |
| Currency Exchange | Maximum 0.5% of exchange amount |
Note1: Commission is calculated separately for each side and trading channels.
Note2: Round up to the nearest board lot.
If there are no specification, fees are charged on the basis of settlement currency.
The charges above are for reference only. Our company reserves the rights to adjust charges above without prior notice.